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American Depositary Receipt (ADR) program

Serco Group plc (‘Serco’) has a sponsored Level I American Depositary Receipt (ADR) program in place which is administered by Deutsche Bank Trust Company Americas (Deutsche Bank).  The Level I ADR program trades on the US over-the-counter (OTC) markets, under the symbol SCGPY.  The ADRs are not listed on a U.S. stock exchange. Each Serco Group ADR represents 1 Serco Ordinary Share.

Ticker: SCGPY
Structure: Level I ADR
Trading venue: OTC
Ratio: 1 ADR : 1 Ordinary Share
DR ISIN: US81748L2097
CUSIP:    81748L209

Contact details for institutional ADR investors and brokers:

Deutsche Bank ADR broker services desks
New York: +1 212 250 9100
London: +44 207 547 6500

Contact details for registered ADR holders:

Deutsche Bank Shareholder Services
American Stock Transfer & Trust Company
Operations Center
6201 15th Avenue
Brooklyn, NY 11219

Email: [email protected]  

Toll free number: (866) 249 2593 (if calling from within the U.S.)
Direct Dial: +1 718 921 8124 (if calling from outside the U.S.)

Deutsche Bank, as the depositary bank for Serco’s sponsored Level I ADR program, performs the following roles for ADR holders:

  • Records and maintains the register of ADR holders
  • Is the stock transfer agent
  • Distributes in U.S. dollars any dividends declared by the Board of Directors
  • Facilitates the proxy voting process and exercises the voting rights on behalf of ADR holders (if instructed to)
  • Issues and cancels Serco ADRs

For those holders which are not registered because their shares are held through a ‘street name’ (nominee account), your nominee will receive company documents from time to time from Deutsche Bank to distribute to ADR holders. You need to make arrangements with your nominee if you wish to receive such documents and to be able to exercise your vote through the depositary bank at general meetings (if applicable).